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rules) of the
investment fund for qualified investors. PROFESSIONAL SECURITIES
MARKET PARTICIPANTS
On-site supervision
Improving regulation and supervision
During their inspection activities in 2018,
authorised
2
17.10.2018
Proportional regulation and risk-based supervision over securities market entities: outcomes of discussion with professional participants
17 October 2018
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The professional
3
18.12.2017
CIS member states` securities market: a step towards harmonization of regulation and supervision
18 December 2017
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The recommendations on harmonization
4
22.09.2016
establishment of a mega-regulator, on the whole, significantly improved regulation and supervision of the Russian securities market, insurance sector, and also financial inclusion.
The Mission
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14.07.2016
events as a single financial market regulator, and Mission experts appraised the regulation and supervision in the Russian securities market especially in connection with Bank
of depositories (non-credit
organisations)
Issuing in securities market
Credit institutions securities issue
Regulation, control and supervision of securities market
professional participants
Government securities market infrastructure:
IV.2. PRINCIPAL MEASURES TO UPGRADE BANKING REGULATION AND SUPERVISION
— ‘On Amending the Federal Law ‘On the Securities Market’ and Article 38 of the Federal
Specifically, the proposed amend Federal Law on the Securities Market, which requires that
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BANKING REGUALTION AND SUPERVISION IN RUSSIA
a nominal shareholder inform a
bank in the securities market:
• interaction with state administration bodies with regard to the
development, regulation and supervision of the securities market.
• central banks’ transactions
Bank of Russia Chief
Information Security Department for Market Financial Market Infrastructure Vadim Tarasov Pavel Pankin
Field Institutions Department Banks Supervision Inspection The Bank of