List of detected cases of the misuse of insider information and market manipulation (market abuse)
| № | Release date | Type | Marks | Instruments | Offenders | Period of activity | Measures taken |
|---|---|---|---|---|---|---|---|
| 7 | 28.12.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. | FinInvest, JSC | Donskaya Investment Company, JSC, TradeFinance, LLC, CenterLeasing, JSC, and SРљ Expertno-konsultativnoe strakhovanie, LLC | 2008-2010 | Revocation of license of a securities market professional participant in broker and dealer activities, portfolio management and custody business with securities by JSC Donskaya Investment company |
| 6 | 28.12.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. | Polyot, JSC | Donskaya Investment Company, JSC, TradeFinance, LLC, CenterLeasing, JSC, and SРљ Expertno-konsultativnoe strakhovanie, LLC | 2008-2010 | Revocation of license of a securities market professional participant in broker and dealer activities, portfolio management and custody business with securities by JSC Donskaya Investment company |
| 5 | 28.12.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. | Mezhotraslevaya strahovaya companiya, JSC | Donskaya Investment Company, JSC, TradeFinance, LLC, CenterLeasing, JSC, and SРљ Expertno-konsultativnoe strakhovanie, LLC | 2008-2010 | Revocation of license of a securities market professional participant in broker and dealer activities, portfolio management and custody business with securities by JSC Donskaya Investment company |
| 4 | 28.12.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. | Donskaya Investment Company JSC | Donskaya Investment Company, JSC, TradeFinance, LLC, CenterLeasing, JSC, and SРљ Expertno-konsultativnoe strakhovanie, LLC | 2008-2010 | Revocation of license of a securities market professional participant in broker and dealer activities, portfolio management and custody business with securities by JSC Donskaya Investment company |
| 3 | 28.12.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. | Biodinamika, JSC | Donskaya Investment Company, JSC, TradeFinance, LLC, CenterLeasing, JSC, and SРљ Expertno-konsultativnoe strakhovanie, LLC | 2008-2010 | Revocation of license of a securities market professional participant in broker and dealer activities, portfolio management and custody business with securities by Donskaya Investment company, JSC |
| 2 | 25.03.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. Price rise, increase in demand and trade value growth.. | FinComInvest, JSC | Profit-Time, LLC (TIN 7701770811), Assol, LLC (TIN 7733680134) and Ajvengo, LLC (TIN 7724605204) | No information avaliable | Inspection results send to law-enforcement authority. Revocation of license of a securities market professional participant for broker and dealer activities, portfolio management and custody business by Profit-Time, LLC, revocation of qualification certificate by Director General Kogut Sergey Wiktorowich and compliance officer Burenko Oksana Borisowna |
| 1 | 25.03.2010 | Manipulations with prices of ordinary registered uncertified shares | Repeating transactions without any economic aim or evident legitimate purpose. Obligation fulfilment on such security didn’t change the security holder. Price rise, increase in demand and trade value growth. | InterTradeInvest, JSC | Profit-Time, LLC (TIN 7701770811), Assol, LLC (TIN 7733680134) and Ajvengo, LLC (TIN 7724605204) | No information avaliable | Inspection results send to law-enforcement authority. Revocation of license of a securities market professional participant for broker and dealer activities, portfolio management and custody business by Profit-Time, LLC, revocation of qualification certificate by Director General Kogut Sergey Wiktorowich and compliance officer Burenko Oksana Borisowna |
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Last updated on: 28.12.2010