On revocation of qualification certificates issued to financial market specialists

In view of violation of the Federal Law No. 224-FZ, dated 27 July 2010, ‘On Counteraction Against Illegal Use of Insider Information and Manipulation of Market and on Amending Separate Legislative Acts of the Russian Federation’, the Bank of Russia took the following decisions:

1. To revoke qualification certificates issued on 27 April 2007, series AI‑001 No. 002017, of ‘Financial market specialist to perform broker and dealer activities and manage securities’, issued on 13 February 2008, series AII‑001 No. 003812, of ‘Financial market specialist to arrange securities market trading and clearing activity’, issued on 30 January 2008, series AIII‑001 No. 003753, of ‘Financial market specialist to maintain security holders’ ledger’, of 15 March 2007, series AIV‑001 No. 001433, of ‘Financial market depositary specialist’, issued on 22 January 2007, series AV‑001 No. 000990, of ‘Financial market specialist to manage investment funds, unit investment funds, and non-state pension funds’, issued on 26 March 2008, series AVI‑001 No. 004259, of ‘Financial market specialist to perform activities of investment fund specialised depositaries, unit investment funds, and non-state pension funds’, to Anatoly Davydov.
2. To revoke a qualification certificate issued on 15 February 2000, series АА No. 015061, of qualification ‘corresponding to the position of the head or controller of broker and/or dealer organisation, and/or securities trust management’, issued on 3 July 2003, series АА No. 030445, of qualification ‘corresponding to the position of the head, or controller, or specialist of organisations involved in securities management, as well as activities to manage investment funds, unit investment funds, and non-state pension funds’, to Viktor Shakhurin.
3. To revoke a qualification certificate issued on 24 January 2006, series КА No. 005316, of qualification ‘Financial market specialist in the following financial market specialties: ‘broker, dealer activities and securities management’, to Alexei Ivanov.
4. To revoke a qualification certificate issued on 29 December 2000, series АА No. 018277, of qualification ‘corresponding to the position of the head or controller of organisation involved in broker and/or dealer activities and/or securities management’, to Yekaterina Kuprina.

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