On cancellation of qualification certificates

Due to the repeated gross violations of the requirements of securities legislation of the Russian Federation, the Bank of Russia took the following decisions:

to cancel qualification certificates of qualification corresponding to “the appropriate position of the head or controller of an organisation conducting broker and/or dealer activity and/or securities trust management” and qualification certificates of “the financial market specialist in depositary activity” issued to Anna M. Lantsova (formerly Anna M. Polyakova), the controller of the MAXWELL CAPITAL Investment Company, limited liability company;

to cancel qualification certificates of “the financial market specialist in broker and dealer activity and operations to manage securities” and ‘the financial market specialist in depositary activity" issued to Alexander A. Loukshin, the sole executive body of the MAXWELL CAPITAL Investment Company, limited liability company.

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03.09.2014 00.00.00