Press Service

The Central Bank of the Russian Federation (Bank of Russia)

Press Service

12 Neglinnaya Street, Moscow, 107016 Russia;
www.cbr.ru

Information Notice

On cancelling qualification certificates

On 3 December 2015, due to the repeated gross violations of Russian securities legislation the Bank of Russia took a decision to cancel the following qualification certificates:

series KA qualification certificate No. 004063 of qualification corresponding to the position of a securities market specialist in broker, dealer activity and securities management and series КА qualification certificate No. 003481 of qualification corresponding to the position of a securities market specialist in depository activity issued to Liliya I. Davydova, the sole executive body of Financial Partner, limited liability company;

series AI-001 qualification certificate No. 010554 of qualification corresponding to the position of a financial market specialist in broker, dealer activity and securities management issued to Andrey V. Martynenko, a controller of Financial Partner, limited liability company;

series AI-003 qualification certificate No. 007719 of qualification corresponding to the position of a financial market specialist in broker, dealer activity and securities management issued to Alexander V. Ustinov, the sole executive body of the public joint-stock company International Centre of Financial Operations;

series AIV-001 qualification certificate No. 009598 of qualification corresponding to the position of a financial market specialist in depository activity issued to Alexander V. Ustinov, the sole executive body of the public joint-stock company International Centre of Financial Operations;

series KA qualification certificate No. 008080 of qualification corresponding to the position of a financial market specialist in broker, dealer activity and securities management issued to Vladimir L. Moravsky, the sole executive body of Financial Group DIAMAND, limited liability company;

series KA qualification certificate No. 004991 of qualification corresponding to the position of a securities market specialist in broker, dealer activity and securities management issued to Svetlana B. Nechayeva, a controller of Financial Group DIAMAND, limited liability company;

series KA qualification certificate No. 005117 of qualification corresponding to the position of a financial market specialist in depository activity issued to Svetlana B. Nechayeva, a controller of Financial Group DIAMAND, limited liability company;

series AVII-001 qualification certificate No. 010138 of qualification corresponding to the position of a financial market specialist to manage non-governmental pension funds on non-governmental pension provision, compulsory pension insurance and professional pension insurance; series AII-003 qualification certificate No. 004051 of qualification corresponding to the position of a financial market specialist in securities markets (stock exchange operations) and clearing activity; series AVI-001 qualification certificate No. 004399 of qualification corresponding to the position of a financial market specialist to manage specialised depositories of investment funds, unit investment funds and non-governmental pension funds; series AIII-001 qualification certificate No. 004246 of qualification corresponding to the position of a financial market specialist to keep the register of securities’ owners; series AIV-001 qualification certificate No. 004121 of qualification corresponding to the position of a financial market specialist in depository activity; series AV-001 qualification certificate No. 004026 of qualification corresponding to the position of a financial market specialist to manage investment funds, unit investment funds and non-governmental pension funds; series AI-001 qualification certificate No. 002798 of qualification corresponding to the position of a financial market specialist in broker, dealer activity and securities management issued to Alexander K. Makerov, the sole executive body of StrategInvest, limited liability company;

series AI-003 qualification certificate No. 013007 of qualification corresponding to the position of a financial market specialist in broker, dealer activity and securities management issued to Svetlana V. Vinogradova, the sole executive body of StrategInvest, limited liability company;

series KA qualification certificate No. 006682 of qualification corresponding to the position of a financial market specialist in depository activity; series AA qualification certificate No. 030905 of qualification corresponding to the position of a head, or a controller, or a specialist in an organisation which carries out securities management and manage investment funds, unit investment funds and non-governmental pension funds; series AA qualification certificate No. 022067 of qualification corresponding to the position of a head, or a controller, or a specialist in an organisation which carries out broker and/or dealer activity issued to Natalya A. Moiseyenko, a controller of StrategInvest, limited liability company.

03 December 2015

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