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Market misconduct

List of detected cases of the misuse of insider information and market manipulation (market abuse)

Detected cases of market manipulation and illegal use of insider information

2017

On established facts of insider dealing in Sistema PJSFC shares

2016

On establishing facts of securities market manipulation by group of individuals
On establishing facts of market manipulation involving ordinary shares of PAO Uralskaya kuznitsa (Urals Stampings Plant PAO), PAO Chernogorneft (Public Joint Stock Company Cernogorneft; PJSC Chernogorneft), PAO Kovrovsky mekhanichesky zavod (Public Joint Stock Company “Kovrov Mechanical Plant”; PJSC “KMP”), PAO Saratovsky neftepererabatyvayushchy zavod (Public Joint Stock Company Saratov Oil Refinery; PJSC Saratov Oil Refinery), PAO Novorossiisky morskoy torgovy port (Public Joint Stock Company “Novorossiysk Commercial Sea Port; PJSC “NCSP”) and preferred shares of PAO Rossiiskiye seti (Public Joint Stock Company “ROSSETI”; PJSC “Rosseti”)
On establishing facts of market manipulation involving preferred shares of PAO Chelyabenergosbyt (Public Joint Stock Company Chelyabenergosbyt)
On detecting facts of market manipulation of the open joint-stock company Sofrinskiy Experimental Mechanical Plant (OAO SEMZ) ordinary shares
On detecting facts of market manipulation of investment units of real estate closed investment unit fund Avex Real Estate (real estate ZPIF Avex Real Estate) managed by INTERCOMMERZ Asset Management on ZAO MICEX SE (MICEX Stock Exchange, CJSC)
On detecting facts of market manipulation of investment units of real estate closed investment unit fund Rodnie Prostory (real estate ZPIF Rodnie Prostory) and obligations of Rotor, LLC (OOO «OOO Rotor), Zhilstroy, STP, LLC (OOO STP)
On establishing the fact of market manipulation of units of Closed-End Rental Unit Investment Fund Zemli Podmoskovya

2015

On establishing facts of OJSC Lenenergo equity market manipulation
On establishing fact of investment unit market abuse
On establishing the fact of market manipulation with units of closed-end unit investment hedge fund Altair and closed-end unit investment hedge fund Iskona
On establishing fact of investment unit market abuse
On establishing facts of market manipulation regarding shares of Rosneft JSC, OJSC Rostelecom, JSC RusHydro, Sberbank, Surgutneftegaz OJSC, Tatneft JSC, ОАО LUKOIL
On establishing facts of Mechel OAO common stock market manipulation
On establishing the fact of market manipulation with investment units of the closed-end real estate unit investment fund Montes Auri Mountain (ZPIFN Montes Auri Mountain)

2014

On establishing the fact of market manipulations with investment units of the closed-end credit unit investment fund Rossiyskiy Kreditny Soyuz, ZPIFC RKS (Russian Credit Union)
On establishing the fact of insider trading with OPIN, JSC, shares
On establishing the fact of market manipulations with investment units Agrokapital, ZPIF
On establishing the fact of market manipulations
On establishing the fact of market manipulations with Transneft, JSC, shares
On establishing the fact of market manipulations

2013

On establishing the fact of market manipulations with Varyeganneftegaz, JSC, shares
On establishing the fact of market manipulations with War and peace Media Group, JSC, shares
On establishing the fact of market manipulations with Bogorodskie delikatesy, JSC, shares
On establishing the fact of insider trading with KALINA, JSC, shares
On establishing the fact of market manipulations with AvtoVAZ, JSC, shares
On establishing the fact of market manipulations with M-INDUSTRIA Constructional Association CJSC, bonds
On establishing the fact of market manipulations with Proektniye Investiciyi, JSC, shares
On establishing the fact of market manipulations with AKB AVANGARD, shares
On establishing the fact of market manipulations with Archangelskaya Sbytovaya Companiya, shares

2012

On establishing the fact of market manipulations with Solikamsk Magnesium Plant, JSC, shares
On establishing the fact of market manipulations with RBC, shares

2011

On establishing the fact of price manipulation with TATBENTO, JSC, shares
On establishing the fact of price manipulation with Samaraenergo, JSC, shares
On establishing the fact of securities price manipulation

2010

On establishing the fact of price manipulation with InterTradeInvest, JSC, and FinComInvest, JSC, shares
On establishing the fact of price manipulation with Biodinamika, JSC, shares

Unfair practices

Conducting transactions for the acquisition of the issuer’s shares through third party companies by using insider information relating to the launch of the mandatory public offer
Dissemination of Inaccurate Information Regarding the Intention to Launch a Public Offer for the Acquisition of Shares
Effecting a Transaction on the Exchange with the Assistance of the Analytics Division of a Professional Securities Market Participant
Possible Implications of the Materialization of Liquidity Risk in REPO Transactions